Rathbone Warwick Investment Management LLC (Boise)

Name: Rathbone Warwick Investment Management LLC
Address: 101 S Capitol Blvd, Suite 1701, Boise, ID, 83702
Telephone: 208-297-5445

Rathbone Warwick Investment Management LLC is a large advisory firm based in Boise. It manages $637.87 million of regulatory assets for 606 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Colorado, Idaho, and 4 other states.

Rathbone Warwick Investment Management provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rathbone Warwick Investment Management: assets under management

The assets under management (AUM) of Rathbone Warwick Investment Management LLC is $637.87 million. The firm's AUM has grown by 64% since the beginning of its operation, and $106 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $558.67 million in discretionary accounts and $79.19 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $981.85 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.14 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 79% of the total AUM. The second-largest asset type is exchange traded securities, which make up 8% of the firm’s portfolio. Investments in government bonds form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rathbone Warwick Investment Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rathbone Warwick Investment Management serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Rathbone Warwick Investment Management is high net worth individuals with 136 clients and $391.78 million of assets under management. Among the 12 most similar advisory firms, Rathbone Warwick Investment Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $612.89 million for 589 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Rathbone Warwick Investment Management doesn't advise any private funds.

Careers at Rathbone Warwick Investment Management LLC

The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Wells Rathbone	Managing member & chief compliance officer	1 Jul 2014	75% - 100%	1006173
Ryan Christopher Warwick	Managing member	1 Jul 2014	Other	2974298
Benjamin Carl Warren	Managing member & chief compliance officer	1 Jan 2016	25% - 50%	4840451
Brooke Ann Ramstad	Managing member	1 Jan 2016	Other	5505134

Based in Boise

The principal office where Rathbone Warwick Investment Management LLC performs its advisory services is located at 101 S Capitol Blvd, Suite 1701, Boise, ID 83702, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 208-297-5445. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at rathbonewarwick.com and its LinkedIn profile.