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Peneco Investments LLC (Greenwood Village)


Peneco Investments LLC is a mid-sized advisory firm based in Greenwood Village. It manages $26.24 million of regulatory assets for 35 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Peneco Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Peneco Investments: assets under management

The assets under management (AUM) of Peneco Investments LLC is $26.24 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $26.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $749.7 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Peneco Investments LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
William Peterson Nelson Shareholder 1 Jul 1997 75% - 100% 4376516

Based in Greenwood Village

The principal office where Peneco Investments LLC performs its advisory services is located at 5231 S Quebec Street, Greenwood Village, CO 80111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-793-3840 or by fax 303-793-3845. The normal business hours are 9:00 - 5:00 on Monday - Friday.


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