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John E. Sestina And Company (Columbus)


John E. Sestina And Company is a large advisory firm based in Columbus. It manages $356.76 million of regulatory assets for 3,923 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Connecticut, Florida, and 12 other states.

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John E. Sestina And Company provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for approximately 699 clients. On top of advisory services, the firm doesn't engage in other business activities.

John E. Sestina And Company: assets under management

The assets under management (AUM) of John E. Sestina And Company is $356.76 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -28% since the beginning of its operation, and $119.74 million of the total AUM is attributable to clients outside of the United States.


The firm manages $356.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $90.94 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 84% of the total AUM. The second-largest asset type is other assets, which make up 8% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay John E. Sestina And Company for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Edward Sestina serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of John Edward Sestina is high net worth individuals with 180 clients and $243.99 million of assets under management. Among the 8 most similar advisory firms, John E. Sestina And Company has the 3rd highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $356.76 million for 820 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

John E. Sestina And Company doesn't advise any private funds.

Careers at John E. Sestina And Company

The company employs 20 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Edward Sestina has been acting as President since 1 Jun 1993. Anthony W Payne joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
John Edward Sestina President 1 Jun 1993 75% - 100% 4427686
Kathryn Glendenin Goodrich Chief compliance officer 1 Aug 2004 Other 1386855
Llc Lukan Enterprises Owner 1 Dec 2015 25% - 50% xxx-xx-xxxx
Llc Int2own Owner 1 Dec 2015 25% - 50% 47-5307413
Llc Hilde Owner 1 Dec 2015 Other 81-0859222
Llc Constantinovich Owner 1 Dec 2015 Other 47-5654798
Llc Carl Buckner & Associates Owner 1 Dec 2015 Other 57-1143776
Llc Mtbw Owner 1 Jan 2016 75% - 100% 47-5044541
Stephen A Lukan Managing partner 1 Jan 2016 25% - 50% 6643070
Tyler V Cook Managing partner 1 Jan 2016 25% - 50% 6642998
Anthony W Payne Chief compliance officer 1 Jun 2019 Other 6644649
Anthony William Payne Chief compliance officer 1 Jun 2019 Other 6644649

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Stephen A Lukan Owner 1 Nov 2003 Other 6643070
Carl C Buckner Owner 1 Aug 2009 Other 6644667
Tyler V Cook Owner 1 Oct 2015 Other 6642998
Craig A Constantinovich Owner 1 Oct 2015 Other 6643045
Anthony W Payne Owner 1 Dec 2015 Other 6644649
Anthony William Payne Owner 1 Dec 2015 Other 6644649
Llc Lukan Enterprises Owner 1 Jan 2016 25% - 50% xxx-xx-xxxx
Llc Int2own Owner 1 Jan 2016 25% - 50% 47-5307413
Llc Hilde Owner 1 Jan 2016 Other 81-0859222
Llc Constantinovich Owner 1 Jan 2016 Other 47-5654798
Llc Carl Buckner & Associates Owner 1 Jan 2016 Other 57-1143776

Based in Columbus

The principal office where John E. Sestina And Company performs its advisory services is located at 1161 Bethel Road, Suite 201, Columbus, OH 43220, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614.326.3077 or by fax 888-442-5163. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at sestina.com/.


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