Rph Financial Services, Inc (Stroudsburg)

Name: Rph Financial Services, Inc
Address: 5109 Neola Road, Stroudsburg, PA, 18360 7133
Telephone: 570-992-1675

Rph Financial Services, Inc is a large advisory firm based in Stroudsburg. It manages $173.58 million of regulatory assets for 585 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Florida, New Hampshire, and 4 other states.

Rph Financial Services provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Rph Financial Services: assets under management

The assets under management (AUM) of Rph Financial Services, Inc is $173.58 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 11% since the beginning of its operation, and $253.97 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $173.58 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $296.72 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 91% of the total AUM. The second-largest asset type is government bonds, which make up 8% of the firm’s portfolio. Investments in investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rph Financial Services, Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Paul Hanlon serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Robert Paul Hanlon is high net worth individuals with 60 clients and $147.73 million of assets under management. Among the 5 most similar advisory firms, Rph Financial Services has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $172.11 million for 99 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Rph Financial Services doesn't advise any private funds.

Careers at Rph Financial Services, Inc

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Paul Hanlon has been acting as President since 1 Nov 1990. Barbara Ann Levenson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Paul Hanlon	President/chief compliance officer	1 Nov 1990	75% - 100%	1218971
Karen Ann Clark	Chief compliance officer	1 Jan 2005	Other	4681429
Barbara Ann Levenson	Chief compliance officer	1 Dec 2007	Other	5496819
Barbara Ann Cody	Chief compliance officer	1 Dec 2007	Other	5496819

Based in Stroudsburg

The principal office where Rph Financial Services, Inc performs its advisory services is located at 5109 Neola Road, Stroudsburg, PA 18360 7133, which is also the mailing address of the firm. An additional office of the firm is in Morristown, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 570-992-1675 or by fax 570-992-1313. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at rphfinancial.com.