Context Advisers Iii, LLC (Bala Cynwyd)

Name: Context Advisers Iii, LLC
Address: 401 City Avenue, Bala Cynwyd, PA, 19004
Telephone: 484-430-1000

Context Advisers Iii, LLC is an investment adviser to an investment company based in Bala Cynwyd. It manages $10.93 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2015.

Context Advisers Iii provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Context Advisers Iii: assets under management

The assets under management (AUM) of Context Advisers Iii, LLC is $10.93 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $10.93 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.93 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Context Advisers Iii, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Context Advisers Iii, LLC

John Newell Culbertson has served as the Chief Investment Officer since 1 Feb 2015 and Stephen Joseph Kneeley is the Chief Executive Officer of Context Advisers Iii, LLC family office. John Joseph Canning joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Context Asset Management	Member	1 Jun 2014	75% - 100%	46-4451078
John Newell Culbertson	Chief investment officer	1 Feb 2015	Other	1706520
Stephen Joseph Kneeley	Chief executive officer	1 Feb 2015	Other	1433085
Matthew David Leblanc	Chief compliance officer	1 Feb 2015	Other	6344075
Andrew Charles Wert	Senior vice president	1 Feb 2015	Other	2656298
Matthew Leblanc	Chief compliance officer	1 Feb 2015	Other	6344075
Andrew Jenkins Dudley	Senior vice president	1 May 2015	Other	1762686
Derek David Wood	Chief compliance officer	1 Aug 2015	Other	6544838
Colleen Anne Kelly	Chief compliance officer	1 Feb 2016	Other	2477857
John Joseph Canning	Chief operating officer	1 Mar 2016	Other	2372442

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Eb Ccp Holdings	Limited partner	1 Apr 2005	50% - 75%	06-1752357
L.P Rb Ccp Holdings	Limited partner	1 Apr 2005	25% - 50%	20-3125872
Eric Mitchell Brooks	Limited partner	1 Apr 2005	75% - 100%	1802452
Ronald John Biscardi	Limited partner	1 Apr 2005	75% - 100%	6043556
Llc Context Asset Management Gp	General partner	1 Jan 2014	Other	46-4453987
Ronald John Biscardi	Member	1 Feb 2014	75% - 100%	6043556
Llc Rb Cam Gp	Member	1 Feb 2014	50% - 75%	46-4860198
Context Capital Partners	Member	1 Aug 2014	50% - 75%	163282
Eric Mitchell Brooks	Member	1 Aug 2014	50% - 75%	1802452
John Newell Culbertson	Member	1 Oct 2014	75% - 100%	1706520
Llc Ccp Cam	Limited partner	1 Oct 2014	75% - 100%	47-1685443
Llc Jnc Cam Gp	Member	1 Oct 2014	50% - 75%	47-0999941

Based in Bala Cynwyd

The principal office where Context Advisers Iii, LLC performs its advisory services is located at 401 City Avenue, Bala Cynwyd, PA 19004, which is also the mailing address of the firm. An additional office of the firm is in Concorde, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-430-1000 or by fax 484-291-2600. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at contextam.com/.