Forepoint Capital Management, LLC (Charlotte)

Forepoint Capital Management, LLC is a large advisory firm based in Charlotte. It manages $509.48 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of North Carolina.

Forepoint Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Forepoint Capital Management: assets under management

The assets under management (AUM) of Forepoint Capital Management, LLC is $509.48 million. The firm's AUM has gone down by -27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $446.49 million in discretionary accounts and $62.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $446.49 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $62.99 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Forepoint Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Forepoint Capital Management, LLC

Michael Peter Mcadams has been acting as President since 1 Mar 2006. Macquarie Group Limited joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Cardinal Point Investors	Owner	1 Mar 2006	25% - 50%	68-0625086
Mihi Llc	Owner	1 Mar 2006	50% - 75%	13-3789912
Andrew Sean Cooney	Principle	1 Mar 2006	Other	2319084
Michael Peter Mcadams	Director	1 Mar 2006	Other	1849485
Robert Ian Bernstein	Director	1 Mar 2006	Other	2400964
Michael Price	Director	1 Mar 2006	Other	4992727
Oliver Tennant Yates	Director	1 Mar 2006	Other	3013840
Tan Yuan Kueh	Director	1 Mar 2006	Other	4365566
Edward Francis Soccorso	Principle	1 Mar 2006	Other	2577810
Llc Forepoint Investors	Owner	1 Mar 2006	25% - 50%	68-0625086
Brett Alan Byrd	Chief compliance officer	1 Nov 2006	Other	2237058

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Macquarie Equities (Us) Holdings Pty Limited	Owner	1 Aug 1994	75% - 100%	foreign
Macquarie Bank Limited	Owner	1 Aug 1997	75% - 100%	foreign
Macquarie Holdings (Usa) Inc.	Owner	1 Aug 2003	75% - 100%	13-3789912
Llc Four Corners Investment Advisors	Owner	1 Mar 2006	75% - 100%	95-4881110
Macquarie Group International Holdings Pty Ltd	Owner	1 Apr 2007	75% - 100%	98-0530186
Macquarie Group (Us) Holdings No. 1 Pty Ltd	Owner	1 Apr 2007	75% - 100%	98-0530184
Macquarie Capital International Holdings Pty Ltd	Owner	1 Apr 2007	75% - 100%	98-0530186
Macquarie Group Limited	Owner	1 Nov 2007	75% - 100%	foreign
Macquarie Financial Holdings Limited	Owner	1 Nov 2007	75% - 100%	foreign
Macquarie Capital Group Pty Ltd	Owner	1 Nov 2007	75% - 100%	foreign

Based in Charlotte

The principal office where Forepoint Capital Management, LLC performs its advisory services is located at 227 West Trade Street, Suite 1980, Charlotte, NC 28202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-927-4250 or by fax 704-927-4270. The normal business hours are 8am to 5pm on Monday - Friday.