Anchorpath Financial, LLC (Stamford)

Name: Anchorpath Financial, LLC
Address: 1266 East Main Street, Stamford, CT, 06902
Telephone: 203-893-3600

Anchorpath Financial, LLC is an investment adviser to an investment company based in Stamford. It manages $86 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Connecticut.

Anchorpath Financial provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Anchorpath Financial: assets under management

The assets under management (AUM) of Anchorpath Financial, LLC is $86 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 5620% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.53 million each.

Investments

The firm invests in exchange traded securities the most. They account for 70% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 22% of the firm’s portfolio. Investments in derivatives form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Anchorpath Financial, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Anchorpath Financial serves?

The firm provides services to individuals, investment companies, high net worth individuals, and pooled investment vehicles. The largest group of clients of Anchorpath Financial is investment companies with 1 clients and $65.97 million of assets under management. Among the 1 most similar advisory firms, Anchorpath Financial has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $86 million for 13 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Anchorpath Financial also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $1,000,000.

Careers at Anchorpath Financial, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marshall Craig Greenbaum	Managing member, managing principal and chief compliance officer	1 Oct 2010	75% - 100%	4943756

Based in Stamford

The principal office where Anchorpath Financial, LLC performs its advisory services is located at 1266 East Main Street, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-893-3600. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at anchorpath.com.