Beijing Sinuobo Capital Management Ltd (Chaoyang District, Beijing)

Beijing Sinuobo Capital Management Ltd is an adviser based in Chaoyang District, Beijing. It manages $78.6 million of regulatory assets for 2,068 client accounts. It has been registered with the SEC as an adviser since 2015.

Beijing Sinuobo Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Beijing Sinuobo Capital Management: assets under management

The assets under management (AUM) of Beijing Sinuobo Capital Management Ltd is $78.6 million. $78.6 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in exchange traded securities the most. They account for 85% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio. Investments in non-exchange traded securities form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Beijing Sinuobo Capital Management Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Beijing Sinuobo Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Beijing Sinuobo Capital Management is individuals with 2,021 clients and $62 million of assets under management. Among the 2 most similar advisory firms, Beijing Sinuobo Capital Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $78.6 million for 2,068 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 100% of the firm’s clients are foreign persons or businesses.

Beijing Sinuobo Capital Management doesn't advise any private funds.

Careers at Beijing Sinuobo Capital Management Ltd

The company employs 5 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Snowball Finance	Parent company	1 Feb 2015	75% - 100%	foreign
Ltd Beijing Snowball Information Technology Co.	Parent company	1 Feb 2015	75% - 100%	foreign
Wenlin Liu	Chief compliance officer	1 Jun 2015	Other	6519815

Based in Chaoyang District, Beijing

The principal office where Beijing Sinuobo Capital Management Ltd performs its advisory services is located at Wangjing Soho T3 A, Chaoyang District, Beijing, 02359, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +86-10-61840600. The normal business hours are 10:00am to 6:00pm on Monday - Friday.