Imperium Wealth Management, LLC (San Antonio)

Name: Imperium Wealth Management, LLC
Address: 8000 Ih 10 West, San Antonio, TX, 78230
Telephone: 210-332-9533

Imperium Wealth Management, LLC is a large advisory firm based in San Antonio. It manages $108.99 million of regulatory assets for 501 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Florida and Texas.

Imperium Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Imperium Wealth Management: assets under management

The assets under management (AUM) of Imperium Wealth Management, LLC is $108.99 million. The firm's AUM has grown by 136% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $97.2 million in discretionary accounts and $11.79 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $230.33 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $149.28 thousand.

Imperium Wealth Management has custody of $87.39 million in cash and securities for 93 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 79% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 12% of the firm’s portfolio. Investments in exchange traded securities form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Imperium Wealth Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Imperium Wealth Management serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Imperium Wealth Management is high net worth individuals with 47 clients and $80.58 million of assets under management. Among the 9 most similar advisory firms, Imperium Wealth Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $108.99 million for 132 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Imperium Wealth Management doesn't advise any private funds.

Careers at Imperium Wealth Management, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Interim Holdings	Managing member	1 Oct 2011	75% - 100%	45-0592675
Robert Ross	Manager/chief compliance officer	1 Oct 2011	Other	3126762
Christopher John Paul Holden	Managing member/chief compliance officer	1 Dec 2011	75% - 100%	4763378

Based in San Antonio

The principal office where Imperium Wealth Management, LLC performs its advisory services is located at 8000 Ih 10 West, San Antonio, TX 78230, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 210-332-9533. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at imperiumwealth.com.