Neuberger Berman Asia Limited is a large advisory firm based in Hong Kong. It manages $1.05 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2010.
Neuberger Berman Asia Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Neuberger Berman Asia Limited is $1.05 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 401% since the beginning of its operation, and $1.05 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Neuberger Berman Asia Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, pooled investment vehicles, and sovereign wealth funds and foreign official institutions. The largest group of clients of Heather P. Zuckerman is sovereign wealth funds and foreign official institutions with 2 clients and $899.96 million of assets under management. Among the 12 most similar advisory firms, Neuberger Berman Asia Limited has the highest percentage of sovereign wealth funds and foreign official institutions out of all clients.
The amount of regulatory assets under management is $1.05 billion for 8 clients. 100% of the firm’s clients are foreign persons or businesses.
Neuberger Berman Asia Limited also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
The company employs 53 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Heather P. Zuckerman has been acting as President since 1 Nov 2009. Sik Kar Chao joined the executive team most recently as the Chief Compliance Officer.
The principal office where Neuberger Berman Asia Limited performs its advisory services is located at 20 Th Floor, Jardine House, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 852 3664 8800. The normal business hours are 9.00 am - 6.00 pm on Monday - Friday. You can find more information about the New York firm at nb.com.