Gennx360 Management Company, LLC (Ny)

Name: Gennx360 Management Company, LLC
Address: 590 Madison Ave, Ny, NY, 10022
Telephone: 212-257-6792

Gennx360 Management Company, LLC is a large advisory firm based in Ny. It manages $1.05 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Florida.

Gennx360 Management Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gennx360 Management Company: assets under management

The assets under management (AUM) of Gennx360 Management Company, LLC is $1.05 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.05 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $174.36 million each.

Gennx360 Management Company has custody of $806.15 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gennx360 Management Company, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gennx360 Management Company serves?

The only and largest group of clients of Gennx360 Management Company is pooled investment vehicles with 6 clients and $1.05 billion of assets under management. Among the 12 most similar advisory firms, Gennx360 Management Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.05 billion for 6 clients. None of the firm’s clients are foreign persons or businesses.

Gennx360 Management Company also advises several private funds. Namely, six private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Gennx360 Management Company, LLC

The company employs 18 people that are either part- or full-time employees. 89 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Arthur Henry Harper	Managing member/executive officer	1 Feb 2006	25% - 50%	6017035
Ronald Edward Blaylock	Managing member/executive officer	1 Feb 2006	25% - 50%	1447520
Lloyd George Trotter	Managing member/executive officer	1 Feb 2006	25% - 50%	6017731
James Stephen Shepard	Member/executive officer	1 Feb 2006	Other	6017777
Arthur Henry Harper	Managing member, gennx360 gp llc	1 Nov 2006	25% - 50%	6017035
Ronald Edward Blaylock	Managing member, gennx360 gp llc	1 Nov 2006	25% - 50%	1447520
Lloyd George Trotter	Managing member, gennx360 gp llc	1 Nov 2006	25% - 50%	6017731
James Stephen Shepard	Member, gennx360 gp llc	1 Nov 2006	Other	6017777
Matthew Paul Guenther	Executive officer	1 Jan 2007	Other	1869117
Charles Castine	Executive officer	1 Jan 2007	Other	6025004
Rena Faye Clark	Executive officer	1 May 2007	Other	6025002
William Andrew Shea	Executive officer	1 Jun 2009	Other	2807384
William Montague Yort	Executive officer	1 Jun 2009	Other	2160252
James Stephen Shepard	Member, gennx360 gp ii llc	1 Feb 2012	Other	6017777
Arthur Henry Harper	Managing member, gennx360 gp ii llc	1 Feb 2012	25% - 50%	6017035
Ronald Edward Blaylock	Managing member, gennx360 gp ii llc	1 Feb 2012	25% - 50%	1447520
Lloyd George Trotter	Managing member, gennx360 gp ii llc	1 Feb 2012	25% - 50%	6017731
Harry Lavone Chisholm	Executive officer	1 Mar 2012	Other	6171089
Glen M Bushery	Chief financial officer/ chief compliance officer	1 Apr 2014	Other	6025421
Daphne Dufresne	Executive officer	1 Jan 2017	Other	6775379

Based in Ny

The principal office where Gennx360 Management Company, LLC performs its advisory services is located at 590 Madison Ave, Ny, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in West Palm Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-257-6792 or by fax 212 257-6791. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at gennx360.com.