Feg Private Investors, LLC (Cincinnati)

Name: Feg Private Investors, LLC
Address: 201 E. Fifth Street, Cincinnati, OH, 45202
Telephone: 513-977-4400

Feg Private Investors, LLC is a large advisory firm based in Cincinnati. It manages $694.02 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Indiana and Ohio.

Feg Private Investors provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Feg Private Investors: assets under management

The assets under management (AUM) of Feg Private Investors, LLC is $694.02 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1024% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $694.02 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.51 million each.

Feg Private Investors has custody of $694.02 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Feg Private Investors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gary Richard Price serves?

The only and largest group of clients of Gary Richard Price is pooled investment vehicles with 4 clients and $694.02 million of assets under management. Among the 9 most similar advisory firms, Feg Private Investors has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $694.02 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Feg Private Investors also advises several private funds. Namely, three real estate funds, seven other private funds, and two private equity funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Feg Private Investors, LLC

The company employs 20 people that are either part- or full-time employees. 65 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gary Richard Price has been acting as President since 1 Feb 2011. Paul Scott Keating joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Daniel Jennings	Director of client services	1 Sep 2005	Other	2263389
Llc Fund Evaluation Group	Member	1 Feb 2011	75% - 100%	121658
Susan Elizabeth Fasig	Executive vice president and member	1 Feb 2011	Other	5048344
Keith Bryan Berlin	Member	1 Feb 2011	Other	2370403
Christian Seely Busken	Member	1 Feb 2011	Other	3117050
Nathan Christopher Werner	Member	1 Feb 2011	Other	4596419
Maureen Kim Kiefer Goldenberg	Vice president and chief compliance officer	1 Feb 2011	Other	4211522
Mary Thayer Bascom	Treasurer and chief financial officer	1 Feb 2011	Other	5119581
Anthony Louis Festa	Chief operating officer	1 Feb 2011	Other	4868456
Gary Richard Price	President	1 Feb 2011	Other	2608840
Scott Brian Harsh	Executive vice president	1 Feb 2011	Other	2154055
Christopher Martin Meyer	Executive vice president	1 Feb 2011	Other	2590110
John Francis Labmeier	General counsel	1 Jan 2012	Other	1229012
Julie Trondle Thomas	Chief compliance officer	1 Nov 2015	Other	5835243
Ryan Scott Wheeler	Director of operations	1 Sep 2016	Other	6218885
Paul Scott Keating	Chief operating officer	1 Feb 2018	Other	6927873

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Fund Evaluation Group 2017	Holding company for fund evaluation group, llc.	1 Sep 2017	75% - 100%	82-2116824
Argent Trust Company	Argent is the trustee of fund evaluation group employee stock ownership trust, which owns 100% of fund evaluation group 2017,inc	1 Sep 2017	75% - 100%	62-1437218

Based in Cincinnati

The principal office where Feg Private Investors, LLC performs its advisory services is located at 201 E. Fifth Street, Cincinnati, OH 45202, which is also the mailing address of the firm. An additional office of the firm is in Indianapolis, IN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-977-4400 or by fax 513-977-4430. The normal business hours are 8:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at feg.com.