Reed & Ball, Inc. (Thousand Oaks)

Name: Reed & Ball, Inc.
Address: 1000 Newbury Road, Thousand Oaks, CA, 91320
Telephone: 805-376-2779

Reed & Ball, Inc. is a large advisory firm based in Thousand Oaks. It manages $149.43 million of regulatory assets for 445 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Oregon, and Texas.

Reed & Ball provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Reed & Ball: assets under management

The assets under management (AUM) of Reed & Ball, Inc. is $149.43 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 84% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $149.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $335.79 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 85% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 10% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Reed & Ball, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jason Lindsay Ball serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Jason Lindsay Ball is high net worth individuals with 48 clients and $107.7 million of assets under management. Among the 13 most similar advisory firms, Reed & Ball has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $149.43 million for 148 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Reed & Ball doesn't advise any private funds.

Careers at Reed & Ball, Inc.

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jason Lindsay Ball has been acting as President since 1 Jan 2004. Deborah Fassler Reed joined the executive team most recently as the Secretary/Cfo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jason Lindsay Ball	President/ceo	1 Jan 2004	75% - 100%	2769170
Deborah Fassler Reed	Secretary/cfo	1 Jan 2004	50% - 75%	2835600
Jason Lindsay Ball	Chief compliance officer	1 Nov 2016	50% - 75%	2769170

Based in Thousand Oaks

The principal office where Reed & Ball, Inc. performs its advisory services is located at 1000 Newbury Road, Thousand Oaks, CA 91320, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-376-2779 or by fax 805-435-3710. The normal business hours are 7:00 a.m. - 1:45 p.m. on Monday - Friday. You can find more information about the New York firm at reedball.com.