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Ubs Asset Management Gmbh (Frankfurt Am Main)


Ubs Asset Management Gmbh is a large advisory firm based in Frankfurt Am Main. It manages $1.26 billion of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2001.

Ubs Asset Management Gmbh provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ubs Asset Management Gmbh: assets under management

The assets under management (AUM) of Ubs Asset Management Gmbh is $1.26 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $1.26 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $78.77 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ubs Asset Management Gmbh for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Frankfurt Ubs Beteiligungs Gmbh Owner 1 Apr 1998 75% - 100% foreign entity
Zurich Ubs Ag Owner 1 Apr 1998 75% - 100% foreign entity

Based in Frankfurt Am Main

The principal office where Ubs Asset Management Gmbh performs its advisory services is located at Friedensstrasse 6 10, Frankfurt Am Main, 60311, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 0049(69)2179-231 or by fax 0049(69)2179-291. The normal business hours are 8:45am - 5:15pm on Monday - Friday.


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