Post Road Group LLC (Stamford)

Name: Post Road Group LLC
Address: 2 Landmark Square, Stamford, CT, 06901
Telephone: 203-518-8460

Post Road Group LLC is a large advisory firm based in Stamford. It manages $445.65 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Connecticut.

Post Road Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Post Road Group: assets under management

The assets under management (AUM) of Post Road Group LLC is $445.65 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $59.16 million in discretionary accounts and $386.49 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.16 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $32.21 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Post Road Group LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Post Road Group serves?

The only and largest group of clients of Post Road Group is pooled investment vehicles with 13 clients and $445.65 million of assets under management. Among the 8 most similar advisory firms, Post Road Group has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $445.65 million for 13 clients. None of the firm’s clients are foreign persons or businesses.

Post Road Group also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons ranges from $2,000,000 to $5,000,000.

Careers at Post Road Group LLC

The company employs 11 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Seventh Avenue Capital Group Llc	Managing member	1 Mar 2016	50% - 75%	47-3781553
Birch Hill Capital Llc	Member	1 Mar 2016	25% - 50%	81-2121759
Kevin Charles Davis	Managing partner	1 May 2016	Other	2905806
Michael Edward Bogdan	Managing partner	1 May 2016	Other	3110709
Jason Bradford Carney	Managing director / chief compliance officer	1 Feb 2017	Other	4310450

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Kevin Charles Davis	Managing member	1 Mar 2015	75% - 100%	2905806
Michael Edward Bogdan	Managing member	1 Mar 2016	75% - 100%	3110709

Based in Stamford

The principal office where Post Road Group LLC performs its advisory services is located at 2 Landmark Square, Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-518-8460 or by fax 203-547-7145. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at postroadgroup.com/.