T. Rose & Associates, Inc. (Minneapolis)

T. Rose & Associates, Inc. is an adviser based in Minneapolis. It manages $32.51 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Minnesota.

T. Rose & Associates provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

T. Rose & Associates: assets under management

The assets under management (AUM) of T. Rose & Associates, Inc. is $32.51 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.03 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay T. Rose & Associates, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at T. Rose & Associates, Inc.

Timothy Mack Rose has been acting as President since 1 Dec 1996. Dean Paul Cummings joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Mack Rose	President	1 Dec 1996	75% - 100%	1005145
Dean Paul Cummings	Chief compliance officer	1 Dec 2006	Other	4774436

Based in Minneapolis

The principal office where T. Rose & Associates, Inc. performs its advisory services is located at 222 South 9 Th Street, Suite 3260, Minneapolis, MN 55402, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.