Dlj Diversified Partners Inc (New York)


Dlj Diversified Partners Inc is a large advisory firm based in New York. It manages $58.12 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001.

Dlj Diversified Partners provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dlj Diversified Partners: assets under management

The assets under management (AUM) of Dlj Diversified Partners Inc is $58.12 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -73% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $58.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $29.06 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dlj Diversified Partners Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dlj Diversified Partners Inc

George Ronald Hornig has been acting as President since 1 Mar 2003. Eileen E Ryan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Karl Robert Wyss Managing director 1 Aug 1996 Other 2430208
Inc. Dlj Capital Investors Shareholder 1 Aug 1996 75% - 100% 13-3805378
Inc. Credit Suisse First Boston Private Equity Shareholder 1 Aug 1996 75% - 100% 13-3805378
Lawrence Michael Schloss Director, managing director & coo 1 Sep 1996 Other 1086508
Hamilton Evans James Director & chairman of the board 1 Sep 1996 Other 821911
Nicole I Sincek Arnaboldi Managing director 1 Sep 1996 Other 1427291
Peter Thacher Grauer Managing director 1 Sep 1996 Other 2306287
Thompson Dean Managing director 1 Sep 1996 Other 1502366
David Lewis Jaffe Managing director 1 Sep 1996 Other 1158274
Steven Edward Lebow Managing director 1 Sep 1996 Other 1079230
Barry Alan Sholem Managing director 1 Sep 1996 Other 1736834
David Robert Weil Managing director 1 Sep 1996 Other 1258346
Susan Christel Schnabel Managing director 1 Sep 1996 Other 1883262
Yves B. Sisteron Managing director 1 Sep 1996 Other 4354962
Lawrence Michael Schloss Managing director 1 Mar 2003 Other 1086508
Edward A Poletti Vice president & controller 1 Mar 2003 Other 1532626
Ivy B Dodes Vice president & counsel 1 Mar 2003 Other 2306196
Nicole I Sincek Arnaboldi Director and managing director 1 Mar 2003 Other 1427291
George Ronald Hornig Director 1 Mar 2003 Other 1817508
Eileen E Ryan Chief compliance officer 1 Dec 2003 Other 2014783

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Formerly Donaldson Lufkin & Jenrette Inc. Credit Suisse First Boston (Usa) Shareholder 1 Nov 2000 75% - 100% 13-1898818
Inc. Credit Suisse First Boston Shareholder 1 Nov 2000 75% - 100% foreign entity
Credit Suisse First Boston Shareholder 1 Nov 2000 50% - 75% foreign entity
Credit Suisse Group Shareholder 1 Nov 2000 75% - 100% foreign entity
Inc. Credit Suisse First Boston (Usa) Shareholder 1 Nov 2000 75% - 100% 13-1898818

Based in New York

The principal office where Dlj Diversified Partners Inc performs its advisory services is located at 11 Madison Avenue, 16 Th Floor, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-325-2000 or by fax 212-325-6100. The normal business hours are 9:00am to 5:00pm on Monday - Friday.