Sanibel Captiva Investment Advisers, Inc. (Chicago)

Sanibel Captiva Investment Advisers, Inc. is a large advisory firm based in Chicago. It manages $131.49 million of regulatory assets for 213 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Florida, Illinois, New Hampshire, and Texas.

Sanibel Captiva Investment Advisers provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sanibel Captiva Investment Advisers: assets under management

The assets under management (AUM) of Sanibel Captiva Investment Advisers, Inc. is $131.49 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $131.49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $617.34 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sanibel Captiva Investment Advisers, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sanibel Captiva Investment Advisers, Inc.

Patrick Warfield Dorsey has been acting as President since 1 Oct 2011. Sheryl Erica Ann Lesch joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Sanibel Captiva Holdings	Owner	1 Jul 2011	75% - 100%	45-2886942
Patrick Warfield Dorsey	Chief compliance officer	1 Sep 2011	Other	2495162
Sheryl Erica Ann Lesch	Chief compliance officer	1 Oct 2011	Other	2780365
Patrick Warfield Dorsey	President	1 Oct 2011	Other	2495162

Based in Chicago

The principal office where Sanibel Captiva Investment Advisers, Inc. performs its advisory services is located at 980 N. Michigan Avenue, Chicago, IL 60611, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.