Hilltop Securities Independent Network Inc. is a large advisory firm based in Dallas. It manages $421.41 million of regulatory assets for 1,920 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Hilltop Securities Independent Network provides portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Hilltop Securities Independent Network Inc. is $421.41 million. The firm's AUM has grown by 49% since the beginning of its operation, and $330.03 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Hilltop Securities Independent Network Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Laura Leventhal is individuals with 1,498 clients and $385.32 million of assets under management. Among the 12 most similar advisory firms, Hilltop Securities Independent Network has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $421.41 million for 1,516 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Hilltop Securities Independent Network doesn't advise any private funds.
The company employs 122 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 122 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Laura Leventhal has been acting as President since 1 Oct 2013. Laura Bonnell Alexander joined the executive team most recently as the Board Of Director.
The principal office where Hilltop Securities Independent Network Inc. performs its advisory services is located at 1201 Elm Street, Dallas, TX 75270, which is also the mailing address of the firm. An additional office of the firm is in Corydon, IN. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 214-859-1800 or by fax 214-859-5500. The normal business hours are 8:00 am - 5:00 pm cst on Monday - Friday. You can find more information about the New York firm at herrickadvisors.com and its LinkedIn profile.