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Fs Coa Management LLC (New York)


Fs Coa Management LLC is a large advisory firm based in New York. It manages $1.1 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Connecticut.

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Fs Coa Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fs Coa Management: assets under management

The assets under management (AUM) of Fs Coa Management LLC is $1.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $365.49 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fs Coa Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
John William Fraser Managing member 1 Aug 2005 50% - 75% 1770788
Tighe Peter Sullivan Managing member 1 Aug 2005 25% - 50% 1586841
Estate Of Tighe Peter Sullivan Managing member 1 Aug 2005 25% - 50% 1586841
Llc Fraser Sullivan & Co. Managing member 1 Nov 2007 75% - 100% 20-3237971

Based in New York

The principal office where Fs Coa Management LLC performs its advisory services is located at 400 Madison Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Darien, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 339-5400 or by fax 212-339-5401. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at www.frasersullivan.com.


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