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C Bass Investment Management LLC (New York)


C Bass Investment Management LLC is a large advisory firm based in New York. It manages $100.81 million of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.

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C Bass Investment Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

C Bass Investment Management: assets under management

The assets under management (AUM) of C Bass Investment Management LLC is $100.81 million. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $437.28 thousand in discretionary accounts and $100.37 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $437.28 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.28 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay C Bass Investment Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at C Bass Investment Management LLC

Saul Ira Sanders joined the executive team most recently as the Co Ceo/ Managing Member.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Bruce John Williams Chief executive officer/manager 1 Nov 2004 Other 1657101
Saul Ira Sanders President, chief operating officer, manager 1 Nov 2004 Other 1066544
Shari Lyn Kushner General counsel, senior vice president 1 Nov 2004 Other 4301321
Credit Based Asset Servicing And Securitization Llc Shareholder 1 Nov 2004 75% - 100% 13-3946568
Scott Roy Hendry Chief compliance officer 1 Nov 2004 Other 4882503
Robert Louis Weinstein Chief financial officer 1 Nov 2004 Other 4883875
Jeffrey Brian Toll Manager 1 Nov 2004 Other 2253598
John Mark Draghi Manager 1 Nov 2004 Other 1803252
Bruce John Williams Co-ceo/managing member 1 Dec 2007 Other 1657101
Saul Ira Sanders Co-ceo/ managing member 1 Dec 2007 Other 1066544
Shari Lyn Kushner General counsel, evp, chief compliance officer 1 Dec 2007 Other 4301321

Indirect Owners

The SEC currently registers 23 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mortgage Guaranty Insurance Company Shareholder 1 Jul 1996 75% - 100% 39-1324718
Mgic Investment Corporation Shareholder 1 Jul 1996 75% - 100% 39-1486475
Bruce John Williams Manager 1 Jul 1997 Other 1657101
Residual Interest Investment Lp Shareholder 1 Jul 1999 25% - 50% 75-2511700
Bernhard Walter Verhoeven Manager 1 Jan 2000 Other 4884097
Commonwealth Mortgage Assurance Of Texas Shareholder 1 Feb 2001 75% - 100% 23-2726782
Enhance Financial Services Group Inc. Shareholder 1 Feb 2001 75% - 100% 13-3333448
Frank Peter Philipps Manager 1 Feb 2001 Other 4884086
Carl Robert Quint Manager 1 Feb 2001 Other 4884089
Jeffrey Harold Lane Manager 1 Feb 2001 Other 4884091
Frank Peter Filipps Manager 1 Feb 2001 Other 4884086
Inc. Radian Group Shareholder 1 Feb 2001 75% - 100% 23-2691170
Radian Group Inc. Shareholder 1 Feb 2001 75% - 100% 23-2691170
Commonwealth Mortgage Assurance Of Texas Shareholder 1 Jun 2002 75% - 100% 23-2726782
Mgic Mortgage And Consumer Asset Llc Shareholder 1 Apr 2003 25% - 50% 39-1962026
Mgic Mortgage And Consumer Asset I Llc Shareholder 1 Apr 2003 25% - 50% 39-1962026
Mark Casale Manager 1 Apr 2005 Other 5117637
Patrick Sinks Manager 1 Nov 2005 Other 5117642
John Mark Draghi Manager 1 Jul 2007 Other 1803252
Saul Ira Sanders Manager 1 Jul 2007 Other 1066544
Bernard Walter Verhoeven Manager 1 Jul 2007 Other 1034351
Paul Fischer Manager 1 Sep 2007 Other 2390901
Christopher Gerard Curran Manager 1 Nov 2007 Other 5495940

Based in New York

The principal office where C Bass Investment Management LLC performs its advisory services is located at 335 Madison Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-850-7700 or by fax 212-850-7760. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.c-bass.com.


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