Strategic Equity Management, Inc. (Tucson)

Name: Strategic Equity Management, Inc.
Address: 7367 E. Tanque Verde Rd, Tucson, AZ, 85715 3475
Telephone: 520-749-4580

Strategic Equity Management, Inc. is a large advisory firm based in Tucson. It manages $455.11 million of regulatory assets for 2,963 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, Arkansas, California, and 25 other states.

Strategic Equity Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Strategic Equity Management: assets under management

The assets under management (AUM) of Strategic Equity Management, Inc. is $455.11 million. The firm's AUM has grown by 831% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $372.19 million in discretionary accounts and $82.93 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $128.92 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.09 million.

Investments

The firm invests in investment and business development companies the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Strategic Equity Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Richard Chandler Gage serves?

The firm provides services to individuals, charitable organizations, other investment advisers, high net worth individuals, and corporations or other businesses. The largest group of clients of Richard Chandler Gage is individuals with 1,349 clients and $206.42 million of assets under management. Among the 8 most similar advisory firms, Strategic Equity Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $455.11 million for 1,689 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Strategic Equity Management doesn't advise any private funds.

Careers at Strategic Equity Management, Inc.

The company employs 9 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There are 19 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Richard Chandler Gage has been acting as President since 1 Jul 1992. Jeffrey Scott Hybiak joined the executive team most recently as the Vice President/Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Chandler Gage	President/chief compliance officer	1 Jul 1992	75% - 100%	2658551
Jeffrey Scott Hybiak	Vice president/secretary	1 Oct 2017	25% - 50%	4413785

Based in Tucson

The principal office where Strategic Equity Management, Inc. performs its advisory services is located at 7367 E. Tanque Verde Rd, Tucson, AZ 85715 3475, which is also the mailing address of the firm. An additional office of the firm is in New Kent, VA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 520-749-4580 or by fax 866-720-3226. The normal business hours are 7 am to 3 pm on Monday - Friday. You can find more information about the New York firm at stratequity.com/ and its LinkedIn profile.