Sattell, Johnson, Appel Financial Advisory, LLC (Menomonee Falls)
Sattell, Johnson, Appel Financial Advisory, LLC is a large advisory firm based in Menomonee Falls. It manages $363.1 million of regulatory assets for 1,283 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Florida, Illinois, Texas, and Wisconsin.
Sattell, Johnson, Appel Financial Advisory provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
Sattell, Johnson, Appel Financial Advisory: assets under management
The assets under management (AUM) of Sattell, Johnson, Appel Financial Advisory, LLC is $363.1 million. The firm's AUM has grown by 188% since the beginning of its operation, and $613 thousand of the total AUM is attributable to clients outside of the United States.
Investments
The firm invests in investment and business development companies the most. They account for 49% of the total AUM. The second-largest asset type is exchange traded securities, which make up 35% of the firm’s portfolio. Investments in investment grade corporate bonds form 4% of the total invested assets.Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Sattell, Johnson, Appel Financial Advisory, LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Sattell, Johnson, Appel Financial Advisory serves?
The firm provides services to individuals and high net worth individuals. The largest group of clients of Sattell, Johnson, Appel Financial Advisory is high net worth individuals with 189 clients and $341.94 million of assets under management. Among the 10 most similar advisory firms, Sattell, Johnson, Appel Financial Advisory has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $361.6 million for 233 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Sattell, Johnson, Appel Financial Advisory doesn't advise any private funds.
Careers at Sattell, Johnson, Appel Financial Advisory, LLC
The company employs 10 people that are either part- or full-time employees. 90 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 5 indirect owners.Based in Menomonee Falls
The principal office where Sattell, Johnson, Appel Financial Advisory, LLC performs its advisory services is located at 111 Heritage Reserve, Menomonee Falls, WI 53051 5701, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 414-390-1492 or by fax 414-390-3737. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at sjafinancialadvisory.com.
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