Alex Green Investment Management LLC (Chicago)

Alex Green Investment Management LLC is a large advisory firm based in Chicago. It manages $178.76 million of regulatory assets for 111 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Illinois and Wisconsin.

Alex Green Investment Management provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Alex Green Investment Management: assets under management

The assets under management (AUM) of Alex Green Investment Management LLC is $178.76 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 314% since the beginning of its operation, and $959.51 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $178.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.61 million each.

Investments

The firm invests in exchange traded securities the most. They account for 88% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio. Investments in government bonds form 4% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Alex Green Investment Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Alex Green Investment Management serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Alex Green Investment Management is high net worth individuals with 95 clients and $169.53 million of assets under management. Among the 9 most similar advisory firms, Alex Green Investment Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $178.76 million for 111 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Alex Green Investment Management doesn't advise any private funds.

Careers at Alex Green Investment Management LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alex Green	Managing member and chief compliance officer	1 Feb 1986	75% - 100%	2364554

Based in Chicago

The principal office where Alex Green Investment Management LLC performs its advisory services is located at 10 South Riverside Plaza #875, Chicago, IL 60606 The mailing address of the firm is 580 Standish Drive, Deerfield, IL 60015. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-474-7737 or by fax 847-940-4455. The normal business hours are 9:00a.m. - 5:00p.m. on Monday - Friday.