Et George Investment Management, LLC (Starkville)

Name: Et George Investment Management, LLC
Address: 102 South Jackson Street, Starkville, MS, 39759
Telephone: 662-323-8045

Et George Investment Management, LLC is a large advisory firm based in Starkville. It manages $128.51 million of regulatory assets for 540 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Georgia, Mississippi, and Texas.

Et George Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and retirement consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Et George Investment Management: assets under management

The assets under management (AUM) of Et George Investment Management, LLC is $128.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $128.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $237.99 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 89% of the total AUM. The second-largest asset type is exchange traded securities, which make up 7% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Et George Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Et George Investment Management serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Et George Investment Management is individuals with 140 clients and $74.12 million of assets under management. Among the 10 most similar advisory firms, Et George Investment Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $128.51 million for 155 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Et George Investment Management doesn't advise any private funds.

Careers at Et George Investment Management, LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ernest Thornton George	Managing member/chief compliance officer	1 May 2013	75% - 100%	855536
Christopher Lee Payne	Chief compliance officer	1 Feb 2019	Other	4913131

Based in Starkville

The principal office where Et George Investment Management, LLC performs its advisory services is located at 102 South Jackson Street, Starkville, MS 39759, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 662-323-8045 or by fax 662-323-8030. The normal business hours are 8:30am - 5:00 pm cst on Monday - Friday. You can find more information about the New York firm at etginvest.com.