Barr Rosenberg Research Center LLC (Orinda)

Barr Rosenberg Research Center LLC is a large advisory firm based in Orinda. It manages $20.88 billion of regulatory assets for 112 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Barr Rosenberg Research Center provides provide quantitative investment research and models to us & foreign advisors under common control of axa rosenberg group llc. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Barr Rosenberg Research Center: assets under management

The assets under management (AUM) of Barr Rosenberg Research Center LLC is $20.88 billion. The firm's AUM has grown by 152% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $20.7 billion in discretionary accounts and $181.48 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $191.69 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $45.37 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Barr Rosenberg Research Center LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Barr Rosenberg Research Center LLC

Barr Rosenberg has been acting as President since 1 Apr 2002. Kathleen Houssels joined the executive team most recently as the Head Of Research And Models.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Barr Rosenberg	Managing director	1 Dec 1998	25% - 50%	1821276
Thomas Doran Mead	Deputy director	1 Dec 1998	Other	4371278
Axa Rosenberg Group Llc	Member	1 Jan 1999	75% - 100%	68-0422640
Francois Robinet	Group chief executive officer	1 Feb 2001	Other	4376026
William Randall Wiebe	Chief legal counsel	1 Jan 2002	Other	4778231
Barr Rosenberg	Chairman	1 Apr 2002	Other	1821276
Thomas Doran Mead	Global research director	1 Apr 2002	Other	4371278
James Warren Young	Group chief financial officer	1 Feb 2003	Other	4933395
Stephane Francois Prunet	Group chief executive officer	1 Oct 2003	Other	4778213
Sara Melohn Donaldson	Chief compliance officer	1 Mar 2004	Other	1416023
Vincent Paul Ordonneau	Group chief financial officer	1 Feb 2006	Other	5110063
Kenneth Reid	Group vice chairman	1 Jul 2007	Other	1825747
Martha Parry Clark	Chief operating officer	1 Sep 2007	Other	5656433
Kathleen Houssels	Head of investment models & co-director brrc	1 Jul 2010	Other	5656774
Martha Parry Clark	Group chief operating officer and chief executive officer americas	1 Aug 2010	Other	5656433
Jeremy Matthew Baskin	Group chief executive officer	1 Jan 2011	Other	1634601
Heidi Khashabi Ridley	Chief operating officer	1 Apr 2011	Other	2255586
John C Kakinuki	General counsel, head of legal and compliance	1 Jul 2011	Other	6005474
Samuel Sung Han Kim	Chief legal officer	1 Apr 2012	Other	4982883
Kathleen Houssels	Head of research and models	1 Aug 2012	Other	5656774

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Barr Rosenberg	General parnter	1 Jun 1984	25% - 50%	1821276
June Diane Rosenberg	General partner	1 Jun 1984	25% - 50%	4371280
Axa	Shareholder	1 Jun 1997	75% - 100%	foreign entity
Axa Sa	Shareholder	1 Jun 1997	75% - 100%	foreign entity
Axa Investment Managers Sa	Shareholder	1 Dec 1998	75% - 100%	foreign entity
Inc. Axa Im Holdings Us	Member	1 Jan 1999	25% - 50%	22-3624509
Lp Rosenberg Alpha	Member	1 Jan 1999	25% - 50%	68-0042130
Inc. Axa Im Rose	Member	1 Jan 1999	75% - 100%	22-3624513
Axa Im Holding Us Inc.	Member	1 Jan 1999	75% - 100%	22-3624509

Based in Orinda

The principal office where Barr Rosenberg Research Center LLC performs its advisory services is located at 4 Orinda Way, Bldg E, Orinda, CA 94563, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-254-6464 or by fax 925-253-4119. The normal business hours are 6 am to 6 pm on Monday - Friday.