Valence Capital Group, LLC (Chicago)


Valence Capital Group, LLC is a large advisory firm based in Chicago. It manages $1.59 billion of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Illinois.

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Valence Capital Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Valence Capital Group: assets under management

The assets under management (AUM) of Valence Capital Group, LLC is $1.59 billion. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $924.01 million in discretionary accounts and $664.14 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.8 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $664.14 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Valence Capital Group, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Valence Capital Group, LLC

Jason Nathaniel Shih has been acting as President since 1 Jan 2004. Chad Randall Erwin joined the executive team most recently as the Vice President.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Sharath Manda Sury C.e.o. 1 Jan 2000 75% - 100% 2647231
Jamm Associates Shareholder 1 Nov 2001 Other 36-3047085
Chad Randall Erwin Vice president 1 Aug 2003 Other 4662544
Jason Nathaniel Shih President 1 Jan 2004 Other 1748762

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Marshall E Eisenberg Owner 1 Dec 1979 75% - 100% 2302432
Marshall Eugene Eisenberg 2% general partner 1 Dec 1979 Other 2302432

Based in Chicago

The principal office where Valence Capital Group, LLC performs its advisory services is located at One North Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-334-1500 or by fax 312-334-1501. The normal business hours are 8:00am to 6:00pm on Monday - Friday. You can find more information about the New York firm at vcgcap.com.