Valence Capital Group, LLC (Chicago)

Name: Valence Capital Group, LLC
Address: One North Wacker Drive, Chicago, IL, 60606
Telephone: 312-334-1500

Valence Capital Group, LLC is a large advisory firm based in Chicago. It manages $1.59 billion of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Illinois.

Valence Capital Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Valence Capital Group: assets under management

The assets under management (AUM) of Valence Capital Group, LLC is $1.59 billion. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $924.01 million in discretionary accounts and $664.14 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.8 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $664.14 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Valence Capital Group, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Valence Capital Group, LLC

Jason Nathaniel Shih has been acting as President since 1 Jan 2004. Chad Randall Erwin joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sharath Manda Sury	C.e.o.	1 Jan 2000	75% - 100%	2647231
Jamm Associates	Shareholder	1 Nov 2001	Other	36-3047085
Chad Randall Erwin	Vice president	1 Aug 2003	Other	4662544
Jason Nathaniel Shih	President	1 Jan 2004	Other	1748762

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Marshall E Eisenberg	Owner	1 Dec 1979	75% - 100%	2302432
Marshall Eugene Eisenberg	2% general partner	1 Dec 1979	Other	2302432

Based in Chicago

The principal office where Valence Capital Group, LLC performs its advisory services is located at One North Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-334-1500 or by fax 312-334-1501. The normal business hours are 8:00am to 6:00pm on Monday - Friday. You can find more information about the New York firm at vcgcap.com.