Tuckerman Group LLC (Purchase)

Tuckerman Group LLC is a large advisory firm based in Purchase. It manages $391.63 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Illinois, Massachusetts, and New York.

Tuckerman Group provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tuckerman Group: assets under management

The assets under management (AUM) of Tuckerman Group LLC is $391.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 450% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $391.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $55.95 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tuckerman Group LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tuckerman Group LLC

Donald Edwin Conover has been acting as President since 1 Apr 1999. State Street Global Alliance Llc joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dockside Partners Llc	Member	1 Apr 1999	25% - 50%	13-4042076
Donald Edwin Conover	Director	1 Apr 1999	Other	1032990
Charles James Lauckhardt	Director	1 Apr 1999	Other	4380842
Glen Scot Weisberg	Vice president	1 Apr 1999	Other	4380846
John Snow	Director	1 Apr 1999	Other	2601101
Nicholas Anthony Lopardo	Director	1 Apr 1999	Other	1021345
State Street Global Alliance Llc	Member	1 Jul 2000	50% - 75%	52-2289770

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
State Street Corporation	Sh ar eh ol de r	1 Jun 1990	75% - 100%	04-2456637
Inc. Limetree Investments	Me mb er	1 Jul 2000	25% - 50%	134147037
Abp	Sh ar eh ol de r	1 Jul 2000	75% - 100%	046288081
Inc. State Street Global Advisors	Me mb er	1 Jul 2000	75% - 100%	061313175

Based in Purchase

The principal office where Tuckerman Group LLC performs its advisory services is located at 2 Manhattanville Road, Purchase, NY 10577, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 914-701-4400 or by fax 914-701-4419. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.