Sign in Sign up for free

Thomafin & Associates LLC (Annapolis)


Thomafin & Associates LLC is an adviser based in Annapolis. It manages $19 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Maryland.

Thomafin & Associates provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and liechtenstein based precious metal fund. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thomafin & Associates: assets under management

The assets under management (AUM) of Thomafin & Associates LLC is $19 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.75 million each.
Thomafin & Associates has custody of $19 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thomafin & Associates LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Annapolis

The principal office where Thomafin & Associates LLC performs its advisory services is located at 536 Epping Forest Rd., Annapolis, MD 21401 The mailing address of the firm is P.O. Box 6100, Annapolis, MD 21401. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-849-3188 or by fax 410-849-3288. The normal business hours are 9:00 a.m. - 4:30 p.m. on Monday - Friday.


Registered investment advisers similar to Thomafin & Associates LLC