Arch Global Advisors, LLC (New York)

Name: Arch Global Advisors, LLC
Address: 575 Lexington Avenue, New York, NY, 10022
Telephone: (212) 991-8807

Arch Global Advisors, LLC is a mid-sized advisory firm based in New York. It manages $39.15 million of regulatory assets for 133 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, Florida, Illinois, and 5 other states.

Arch Global Advisors provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Arch Global Advisors: assets under management

The assets under management (AUM) of Arch Global Advisors, LLC is $39.15 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $294.39 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 84% of the total AUM. The second-largest asset type is investment and business development companies, which make up 8% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Arch Global Advisors, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Arch Global Advisors serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Arch Global Advisors is high net worth individuals with 99 clients and $25.46 million of assets under management. Among the 1 most similar advisory firms, Arch Global Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $38.37 million for 131 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Arch Global Advisors doesn't advise any private funds.

Careers at Arch Global Advisors, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sardar Sheraz Iftikhar	Member, managing partner	1 May 2018	50% - 75%	4673210
Akhil Kumar	Member, partner and chief compliance officer	1 May 2018	25% - 50%	4716564

Based in New York

The principal office where Arch Global Advisors, LLC performs its advisory services is located at 575 Lexington Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 991-8807 or by fax (212) 600-2298. The normal business hours are 8:30am to 5:00pm on Monday - Friday. You can find more information about the New York firm at archglobaladvisors.com/=.