Van Liew Capital Inc (Providence)

Van Liew Capital Inc is a large advisory firm based in Providence. It manages $42.87 million of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Massachusetts, and Rhode Island.

Van Liew Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Van Liew Capital: assets under management

The assets under management (AUM) of Van Liew Capital Inc is $42.87 million. The firm's AUM has gone down by -54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38.4 million in discretionary accounts and $4.47 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.28 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.23 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Van Liew Capital Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Van Liew Capital Inc

David Loeb Brodsky has been acting as President since 1 Jun 1984. John Hazen White joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Samuel Haydock Hallowell	Partner	1 May 1984	Other	2098679
Alfred Buttler Vanliew	Managing partner	1 May 1984	25% - 50%	2078852
David Loeb Brodsky	Director	1 Jun 1984	Other	4340494
Thomas Poynton Ives Goddard	Director	1 Jun 1984	Other	4340510
Angela Brown Fischer	Director	1 Jun 1984	Other	4340515
Edmund Cooke Bennett	Director/secretary	1 Jun 1984	Other	4341703
Francis Henry Curren	Shareholder	1 Oct 1984	Other	2098681
B&F Associates	Shareholder	1 Dec 1984	Other	05-0408972
Robert Russell Forsberg	Director	1 Dec 1986	Other	4341101
Kevin Michael Oates	Partner	1 Apr 1991	Other	2165472
Charles Calverley	Partner	1 Nov 1996	Other	2381874
Charles Arthur Calverley	Partner	1 Nov 1996	Other	2381874
J. Ripley Allen Trust Dtd 5/9/95	Shareholder	1 Mar 1997	Other	05-6109247
Van Liew Trust Company	Trustee of j. ripley allen trust dtd 5/9/1995	1 Mar 1997	Other	05-0415712
John Harold St. Sauveur	Director	1 Apr 1997	Other	4340517
John Hazen White	Director	1 Nov 2001	Other	4518987

Based in Providence

The principal office where Van Liew Capital Inc performs its advisory services is located at One Regency Plaza Ste One, Providence, RI 02903, which is also the mailing address of the firm. The firm also has an office outside of the United States.