Forefront Capital Markets LLC (New York)

Name: Forefront Capital Markets LLC
Address: 7 Times Square, New York, NY, 10036
Telephone: 212-607-8150

Forefront Capital Markets LLC is a mid-sized advisory firm based in New York. It manages $41.6 million of regulatory assets for 163 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Forefront Capital Markets provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and business consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Forefront Capital Markets: assets under management

The assets under management (AUM) of Forefront Capital Markets LLC is $41.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $41.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $255.21 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Forefront Capital Markets LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Forefront Capital Markets LLC

Christopher E Engel joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Forefront Capital Holdings	Owner-shareholder	1 Jun 2009	75% - 100%	27-5300055
David Allan Wasitowski	Chief financial officer and chief compliance officer	1 Jun 2009	Other	4187976
Bradley Carl Reifler	Chief executive officer	1 Jun 2009	Other	1589414

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bradley Carl Reifler	Member	1 Feb 2012	75% - 100%	1589414
Christopher E Engel	Member	1 Feb 2013	Other	1495822

Based in New York

The principal office where Forefront Capital Markets LLC performs its advisory services is located at 7 Times Square, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-607-8150 or by fax 212-983-0690. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at forefrontgroup.com.