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Saybrook Tax Exempt Advisors, LLC (Santa Monica)


Saybrook Tax Exempt Advisors, LLC is a large advisory firm based in Santa Monica. It manages $59 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Connecticut, Massachusetts, New York, and Pennsylvania.

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Saybrook Tax Exempt Advisors provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Saybrook Tax Exempt Advisors: assets under management

The assets under management (AUM) of Saybrook Tax Exempt Advisors, LLC is $59 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -50% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $59 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $29.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Saybrook Tax Exempt Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jon Peter Schotz Member 1 Feb 1990 25% - 50% 1039748
Jonathan York Thomas Member 1 Feb 1990 25% - 50% 1374060
Jonathan Rosenthal Member 1 Feb 1990 25% - 50% 2138109

Based in Santa Monica

The principal office where Saybrook Tax Exempt Advisors, LLC performs its advisory services is located at 401 Wilshire Blvd, Santa Monica, CA 90401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-899-9200 or by fax 310-899-9101. The normal business hours are 8:30am to 5:30pm pst on Monday - Friday. You can find more information about the New York firm at www.saybrook.net.


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