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Mary E. Baldwin, Cfp, Professional Association (Indian Harbour Beach)


Mary E. Baldwin, Cfp, Professional Association is a large advisory firm based in Indian Harbour Beach. It manages $137.13 million of regulatory assets for 540 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Florida and Texas.

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Mary E. Baldwin, Cfp, Professional Association provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mary E. Baldwin, Cfp, Professional Association: assets under management

The assets under management (AUM) of Mary E. Baldwin, Cfp, Professional Association is $137.13 million. The company doesn't manage any assets belonging to foreign clients.

Mary E. Baldwin, Cfp, Professional Association has custody of $1.25 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 87% of the total AUM. The second-largest asset type is exchange traded securities, which make up 10% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mary E. Baldwin, Cfp, Professional Association for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mary E. Baldwin, Cfp, Professional Association serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Mary E. Baldwin, Cfp, Professional Association is high net worth individuals with 55 clients and $94.52 million of assets under management. Among the 6 most similar advisory firms, Mary E. Baldwin, Cfp, Professional Association has the highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $137.13 million for 122 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mary E. Baldwin, Cfp, Professional Association doesn't advise any private funds.

Careers at Mary E. Baldwin, Cfp, Professional Association

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mary Ellen Baldwin Owner/chief compliance officer 1 Mar 2004 75% - 100% 3082166

Based in Indian Harbour Beach

The principal office where Mary E. Baldwin, Cfp, Professional Association performs its advisory services is located at 2000 South Patrick Drive #6, Indian Harbour Beach, FL 32937, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 321-428-4555 or by fax 888-853-5208. The normal business hours are by appointment only on Monday - Friday. You can find more information about the New York firm at mebaldwin.com.


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