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Ec Management Services, Inc. (Austin)


Ec Management Services, Inc. is a large advisory firm based in Austin. It manages $263.94 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, North Carolina, and Texas.

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Ec Management Services provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ec Management Services: assets under management

The assets under management (AUM) of Ec Management Services, Inc. is $263.94 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $263.94 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $87.98 million each.
Ec Management Services has custody of $178.44 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ec Management Services, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
L.L.C. Escalate Capital Management Co. General partner 1 May 2005 Other 20-2857953
Llc Av Ec Partners I General partner 1 May 2005 Other 20-2858268
Joseph Charles Aragona Member and manager 1 May 2005 25% - 50% 2090472
Kenneth Paul Deangelis Member and manager 1 May 2005 25% - 50% 2090469
John Douglas Thornton Member 1 May 2005 25% - 50% 6021755
Blaine Fleming Wesner Member 1 May 2005 25% - 50% 6364745

Based in Austin

The principal office where Ec Management Services, Inc. performs its advisory services is located at 300 West Sixth Street, Austin, TX 78701 3913, which is also the mailing address of the firm. An additional office of the firm is in Campbell, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 512-651-2100 or by fax 512-651-2101. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at escalatecapital.com/.


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