Harvest Global Investments Limited (Hong Kong)

Name: Harvest Global Investments Limited
Address: 31/F One Exchange Square, Hong Kong
Telephone: 852 3913 3333

Harvest Global Investments Limited is an adviser based in Hong Kong. It manages $3.58 billion of regulatory assets for 36 client accounts. It has been registered with the SEC as an adviser since 2011.

Harvest Global Investments Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Harvest Global Investments Limited: assets under management

The assets under management (AUM) of Harvest Global Investments Limited is $3.58 billion. The firm's AUM has grown by 51% since the beginning of its operation, and $2.21 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.43 billion in discretionary accounts and $151.04 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100.99 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $75.52 million.

Investments

The firm invests in exchange traded securities the most. They account for 81% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 14% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Harvest Global Investments Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wei Wang serves?

The firm provides services to investment companies, other investment advisers, and pooled investment vehicles. The largest group of clients of Wei Wang is other investment advisers with 12 clients and $2.28 billion of assets under management. Among the 10 most similar advisory firms, Harvest Global Investments Limited has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $2.91 billion for 29 clients. 92% of the firm’s clients are foreign persons or businesses.

Harvest Global Investments Limited doesn't advise any private funds.

Careers at Harvest Global Investments Limited

The company employs 64 people that are either part- or full-time employees. 39 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Wei Wang has been acting as President since 1 Nov 2008. Gang Teng joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ltd Harvest Fund Management Co.	Shareholder	1 Sep 2008	75% - 100%	foreign
Xue Jun Zhao	Chairman & director	1 Sep 2008	Other	5928679
Wei Wang	Director	1 Nov 2008	Other	5928684
Lindsay Megan Wright	Vice chairman & director	1 Jul 2009	Other	5928680
Michele Mi Kyung Bang	Director	1 Jul 2009	Other	5928682
Kerry Wai Ling Chow	Chief operations officer	1 Sep 2009	Other	5928688
Koon Seng Tan	Responsible officer	1 Sep 2009	Other	5928687
Yiqian Jiang	Responsible officer	1 Jun 2010	Other	5928686
Peng Wah Choy	Chief executive officer, vice chairman, director & responsible officer	1 Feb 2011	Other	4510535
Cheuk Fung David Tong	Chief compliance officer	1 May 2011	Other	5928689
Di Chen	Chief business development officer & responsible officer	1 Aug 2014	Other	6468722
Ming Li	Director	1 Jan 2015	Other	6468721
Chi Wang Kwan	Chief investment officer & responsible officer	1 Jan 2015	Other	6468723
Chen Sun	Director, responsible officer & chief executive officer	1 Mar 2016	Other	3038967
Ashley Robert William Dale	Responsible officer, chief business development officer & chief marketing officer	1 Jul 2016	Other	6771193
Lei Jing	Director	1 Apr 2018	Other	6941742
Lingfei Lu	Director	1 Jul 2018	Other	7090604
Gang Teng	Director	1 Apr 2019	Other	7172879

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ltd China Credit Trust Co.	Shareholder	1 Mar 1999	25% - 50%	foreign
Ltd Lixin Investment Co.	Shareholder	1 Jan 2003	25% - 50%	foreign
Deutsche Asia Pacific Holdings Pte Ltd	Shareholder	1 Sep 2003	75% - 100%	foreign
Deutsche Asset Management (Asia) Limited	Shareholder	1 Jun 2005	25% - 50%	foreign
Ltd Tong Yuan Holding Co.	Shareholder	1 Sep 2005	50% - 75%	foreign
Deutsche Bank Ag	Shareholder	1 Oct 2005	75% - 100%	foreign
Deutsche Bank Valoren S.A.R.L	Shareholder	1 Mar 2006	75% - 100%	foreign
Deutsche Bank Valoren S.A.R.L	Shareholder	1 Nov 2006	75% - 100%	foreign
The People's Insurance Company (Group) Of China	Shareholder	1 Oct 2008	25% - 50%	foreign
Deutsche Bank Ag	Shareholder	1 Dec 2017	75% - 100%	13-2944988
Deutsche Asset Management Holding Se	Shareholder	1 Dec 2017	75% - 100%	foreign
Db Beteiligungs Holding Gmbh	Shareholder	1 Dec 2017	75% - 100%	foreign

Based in Hong Kong

The principal office where Harvest Global Investments Limited performs its advisory services is located at 31/F One Exchange Square, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852 3913 3333 or by fax 852 3913 3300. The normal business hours are 0900-1800 on Monday - Friday. You can find more information about the New York firm at harvestglobal.com.hk.