St. Columbanus Ag (Teufen)

Name: St. Columbanus Ag
Address: Alte Haslenstrasse 5, Teufen, 9053
Telephone: +41 71 245 76 78

St. Columbanus Ag is an adviser based in Teufen. It manages $46.15 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Florida and Texas.

St. Columbanus Ag provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

St. Columbanus Ag: assets under management

The assets under management (AUM) of St. Columbanus Ag is $46.15 million. The firm's AUM has grown by 107% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $33.51 million in discretionary accounts and $12.64 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.38 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.81 million.

Investments

The firm invests in cash and cash equivalents the most. They account for 28% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 26% of the firm’s portfolio. Investments in investment grade corporate bonds form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay St. Columbanus Ag for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients St. Columbanus Ag serves?

The only and largest group of clients of St. Columbanus Ag is individuals with 6 clients and $8.2 million of assets under management. Among the 1 most similar advisory firms, St. Columbanus Ag has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $8.2 million for 6 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

St. Columbanus Ag doesn't advise any private funds.

Careers at St. Columbanus Ag

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

St. Columbanus Ag is owned by Jose Maria Soriano. Massimo Christian Soriano joined the executive team most recently as the Manager And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jose Maria Soriano	Owner	1 Nov 2013	75% - 100%	1194747
Massimo Christian Soriano	Manager and chief compliance officer	1 Dec 2013	Other	6276968

Based in Teufen

The principal office where St. Columbanus Ag performs its advisory services is located at Alte Haslenstrasse 5, Teufen, 9053, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +41 71 245 76 78 or by fax +41 71 245 76 77. The normal business hours are 09.00 - 17.00 on Monday - Friday. You can find more information about the New York firm at stcolumbanus.com.