Bear, Stearns Securities Corp. (New York)

Name: Bear, Stearns Securities Corp.
Address: 383 Madison Avenue, New York, NY, 10179
Telephone: 212-272-2570

Bear, Stearns Securities Corp. is a large advisory firm based in New York. It manages $48.43 million of regulatory assets for 250 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 47 other states.

Bear, Stearns Securities Corp provides pension consulting services and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bear, Stearns Securities Corp: assets under management

The assets under management (AUM) of Bear, Stearns Securities Corp. is $48.43 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bear, Stearns Securities Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bear, Stearns Securities Corp.

Alan Courtney Greenberg has been acting as President since 1 Aug 2001. Jp Morgan Chase & Co joined the executive team most recently as the Stock Holder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Carl Bernstein	Director, chief operations officer	1 Feb 1991	Other	1844904
Mark Ellis Lehman	Clo, director, executive vice president	1 Feb 1991	Other	1367558
Michael Minikes	Treasurer, director, co-president	1 Feb 1991	Other	1204499
Kenneth Lewis Edlow	Secretary	1 Mar 1991	Other	75586
Stearns & Co. Inc. Bear	Shareholder	1 Mar 1991	75% - 100%	79
Michael John Abatemarco	Controller, assistant secretary	1 Jun 1991	Other	1728884
Alan David Schwartz	Director	1 Jun 1991	Other	416184
Ronald Marvin Hersch	Executive vice president	1 Oct 1992	Other	1026263
Warren Jeffrey Spector	Director	1 Nov 1992	Other	1216931
Steven Alan Urcia	Dsrop, dcrop	1 Sep 1995	Other	865215
Raymond Leif Aronson	Cco	1 Apr 1996	Other	7737
Bruce Edward Geismar	Director, chief operating officer	1 Oct 1997	Other	1112574
Richard Ray Lindsey	Co-president, director	1 Aug 1999	Other	3220948
James Elliot Cayne	Director, ceo, chairman of the board	1 Aug 2001	Other	43656
Alan Courtney Greenberg	Director	1 Aug 2001	Other	228698
Samuel Leonard Jr Molinaro	Director, cfo, executive vice president	1 Dec 2001	Other	2414084
Anthony Dominic Miserandino	Esrop, ecrop	1 Apr 2002	Other	871584
Marshall J Levinson	Controller, assistant secretary	1 Apr 2003	Other	1718018
Concettina Carfi Alzate	Esrop, ecrop	1 May 2003	Other	4622312
William Howard Freilich	Cco	1 Sep 2003	Other	2203801
Jeffrey Mark Farber	Controller, assistant secretary	1 Jan 2004	Other	4192238
Michael Samuel Solender	General counsel	1 Feb 2004	Other	4509548
William Howard Freilich	General counsel and chief legal officer	1 Feb 2004	Other	2203801
Denis Joseph Mccarthy	Cco	1 Feb 2004	Other	1415768
Cathleen Erdelyan Seneca	Esrop	1 May 2004	Other	1336014
Eileen Frances Sherrick	Ecrop	1 May 2004	Other	2225907
James Elliot Cayne	Director, chairman of the board	1 Sep 2005	Other	43656
Samuel Leonard Jr Molinaro	Director, ceo, cfo,	1 Sep 2005	Other	2414084
John Franco Stacconi	Treasurer	1 Apr 2006	Other	1814227
Bruce Edward Geismar	Director, co-president	1 Dec 2006	Other	1112574
Bruce Michael Lisman	Director, co-ceo	1 Dec 2006	Other	310689
Steven Daniel Meyer	Director	1 Dec 2006	Other	1455831
James Richard Heinzman	Esrop	1 Apr 2007	Other	2343302
Bruce Edward Geismar	Director, president	1 Jan 2008	Other	1112574
Michael Minikes	Ceo, director	1 Jan 2008	Other	1204499
Samuel Leonard Jr Molinaro	Director, cfo	1 Jan 2008	Other	2414084
Bruce Michael Lisman	Director	1 Jan 2008	Other	310689
Alan David Schwartz	Chairman of the board, director	1 Apr 2008	Other	416184
James Michael Collins	Chief financial officer	1 Jun 2008	Other	2725065
Lisa Joan Fitzgerald	Treasurer	1 Jun 2008	Other	1542376
Anthony James Horan	Secretary	1 Jun 2008	Other	1970798
Peter David Cherasia	Director	1 Jun 2008	Other	2101551
Richard David Berliand	Director	1 Jun 2008	Other	1865460
Carlos M Hernandez	Director	1 Jun 2008	Other	2647255
Jp Morgan Chase & Co	Stock holder	1 Jul 2008	75% - 100%	13-2624428

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
The Bear Stearns Companies Inc.	Shareholder	1 Oct 1985	75% - 100%	13-3286161

Based in New York

The principal office where Bear, Stearns Securities Corp. performs its advisory services is located at 383 Madison Avenue, New York, NY 10179 The mailing address of the firm is 115 South Jefferson Road, Whippany, NJ 07981. An additional office of the firm is in Brooklyn, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-272-2570 or by fax 212-272-7359. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.bearstearns.com.