Impax Asset Management, Ltd. (London)
Impax Asset Management, Ltd. is a large advisory firm based in London. It manages $10.62 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Impax Asset Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Impax Asset Management: assets under management
The assets under management (AUM) of Impax Asset Management, Ltd. is $10.62 billion. The firm's AUM has grown by 923% since the beginning of its operation, and $9.33 billion of the total AUM is attributable to clients outside of the United States.
Investments
The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Impax Asset Management, Ltd. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Keith Falconer serves?
The firm provides services to investment companies, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Keith Falconer is pooled investment vehicles with 18 clients and $8.42 billion of assets under management. Among the 12 most similar advisory firms, Impax Asset Management has the 5th highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $9.78 billion for 25 clients. 83% of the firm’s clients are foreign persons or businesses.
Impax Asset Management doesn't advise any private funds.
Careers at Impax Asset Management, Ltd.
The company employs 80 people that are either part- or full-time employees. 34 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Keith Falconer has been acting as President since 1 Feb 2004. Joseph Francis Keefe joined the executive team most recently as the Director.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 5 indirect owners.Based in London
The principal office where Impax Asset Management, Ltd. performs its advisory services is located at 7 Th Floor, London, Sw1 Y 4 Aj, which is also the mailing address of the firm. An additional office of the firm is in Greenwich, CT. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 011 44 20 3912 3000 or by fax 011 44 207 434 1123. The normal business hours are 9.00am - 5.30pm on Monday - Friday. You can find more information about the New York firm at impaxam.com/.
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