A.Q. Johnson & Co., Inc. (La Jolla)

A.Q. Johnson & Co., Inc. is an investment adviser to an investment company based in La Jolla. It manages $50.8 million of regulatory assets for 36 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.

A.Q. Johnson & Co. provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

A.Q. Johnson & Co.: assets under management

The assets under management (AUM) of A.Q. Johnson & Co., Inc. is $50.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 50% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $50.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay A.Q. Johnson & Co., Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at A.Q. Johnson & Co., Inc.

Arthur Quicke Johnson has been acting as President since 1 Aug 2002. Natalie Marie Gumina joined the executive team most recently as the Chief Operating Officer & Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Arthur Quicke Johnson	President	1 Aug 2002	75% - 100%	2173866
Natalie Marie Gumina	Chief operating officer & chief compliance officer	1 May 2006	Other	4902141

Based in La Jolla

The principal office where A.Q. Johnson & Co., Inc. performs its advisory services is located at 7855 Ivanhoe Avenue Suite 210, La Jolla, CA 92037, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.