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Transierra Capital LLC (San Rafael)


Transierra Capital LLC is a large advisory firm based in San Rafael. It manages $114.06 million of regulatory assets for 86 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Nebraska, Nevada, and Texas.

Transierra Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Transierra Capital: assets under management

The assets under management (AUM) of Transierra Capital LLC is $114.06 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $114.06 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.33 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Transierra Capital LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jr. Living Trust Established Under Revocable Trust Agreement Dated 10/1190 William N.L. Hutchinson Member 1 Oct 1996 25% - 50% 94-6726445
Solomon Family Trust U/T/A Member 1 Jan 1998 25% - 50% 55-4560687

Based in San Rafael

The principal office where Transierra Capital LLC performs its advisory services is located at 1299 Fourth Street, Ste 200, San Rafael, CA 94901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-456-7740 or by fax 415-456-7746. The normal business hours are 9am-5pm on Monday - Friday.


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