Double Haven Capital (Hong Kong) Limited (Hong Kong)


Double Haven Capital (Hong Kong) Limited is an adviser based in Hong Kong. It manages $378.48 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013.

Double Haven Capital (Hong Kong) Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Double Haven Capital (Hong Kong) Limited: assets under management

The assets under management (AUM) of Double Haven Capital (Hong Kong) Limited is $378.48 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -38% since the beginning of its operation, and $52.56 million of the total AUM is attributable to clients outside of the United States.


The firm manages $378.48 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $378.48 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Double Haven Capital (Hong Kong) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Double Haven Capital (Hong Kong) Limited serves?

The only and largest group of clients of Double Haven Capital (Hong Kong) Limited is pooled investment vehicles with 1 clients and $378.48 million of assets under management. Among the 6 most similar advisory firms, Double Haven Capital (Hong Kong) Limited has the 2nd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $378.48 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Double Haven Capital (Hong Kong) Limited also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Double Haven Capital (Hong Kong) Limited

The company employs 13 people that are either part- or full-time employees. 46 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Katherine Quinn Chief operating officer 1 Apr 2011 Other 6027590
Double Haven Capital Management Limited Shareholder 1 Oct 2012 75% - 100% foreign entity
Darryl Mark Flint Chief investment officer / director 1 Oct 2012 Other 6143250
Richard William Mcdade General counsel 1 Oct 2012 Other 6143252
Thomas Andrew Doud Head of research / director 1 Oct 2012 Other 1855218
Kanwaljit Singh Bahra Chief operating officer / chief compliance officer 1 Mar 2013 Other 5316308
William Hugh Mcgregor Donohugh Chief executive officer / director 1 Sep 2013 Other 4798143

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Double Haven Holdings Limited Shareholder 1 Sep 2011 75% - 100% foreign entity
Darryl Mark Flint Shareholder 1 Sep 2011 75% - 100% 6143250

Based in Hong Kong

The principal office where Double Haven Capital (Hong Kong) Limited performs its advisory services is located at Units 4104 08, 248 Queen's Road East, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +852 2821 8700 or by fax +852 2285 9823. The normal business hours are 9am-6pm on Monday - Friday.