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Fagenson Asset Management, LLC (New York)


Fagenson Asset Management, LLC is a large advisory firm based in New York. It manages $30 million of regulatory assets for 100 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of District of Columbia, Florida, Maryland, and 4 other states.




Fagenson Asset Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fagenson Asset Management: assets under management

The assets under management (AUM) of Fagenson Asset Management, LLC is $30 million. The company doesn't manage any assets belonging to foreign clients.


The firm manages $20 million in discretionary accounts and $10 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $285.71 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $333.33 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fagenson Asset Management, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in New York

The principal office where Fagenson Asset Management, LLC performs its advisory services is located at 60 Broad Street, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-422-1993 or by fax 212-847-4432. The normal business hours are 8am to 5pm on Monday - Friday.


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