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Laidlaw Global Securities, Inc. (New York)


Laidlaw Global Securities, Inc. is a large advisory firm based in New York. It manages $27.6 million of regulatory assets for 101 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 5 other states.

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Laidlaw Global Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Laidlaw Global Securities: assets under management

The assets under management (AUM) of Laidlaw Global Securities, Inc. is $27.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $27.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $273.26 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Laidlaw Global Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Laidlaw Global Corp. Owner 1 Jun 1999 50% - 75% 84-1148210
Pusa Investment Company Owner 1 Jun 1999 25% - 50% 76-2490942

Based in New York

The principal office where Laidlaw Global Securities, Inc. performs its advisory services is located at 100 Park Avenue, 28 Th Floor, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Miami, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-376-8800 or by fax 212-949-5146. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.laidlawglobal.com.


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