Zaff Capital LP (Houston)

Name: Zaff Capital LP
Address: 109 N Post Oak Lane, Houston, TX, 77024
Telephone: 713-239-2700

Zaff Capital LP is a mid-sized advisory firm based in Houston. It manages $25 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2013.

Zaff Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Zaff Capital: assets under management

The assets under management (AUM) of Zaff Capital LP is $25 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.5 million each.

Zaff Capital has custody of $25 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Zaff Capital LP for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Zaff Capital LP

Daniel Nmn Chavez Fregoso joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Granger Macfarlane	Partner	1 Dec 2011	Other	872710
Kahlil George Wasaff	Managing director	1 Dec 2011	Other	6031211
Brian Robert Zatarain	Managing director	1 Dec 2011	Other	6031217
Brent William Dejong	Chief executive officer	1 Jan 2012	Other	2973274
Brent De Jong Llc	Managing partner	1 Jan 2012	25% - 50%	45-4590512
Tudor Global Trading Llc	Partner	1 Apr 2012	Other	13-3862746
Zaff Employees Llc	Partner	1 Apr 2012	25% - 50%	45-4598724
Catherine Maclellan Campbell	Chief compliance officer / head of risk	1 Jan 2013	Other	6069423
Timothy James Davis	Partner	1 Jan 2013	Other	4393311
Zaff Gp Llc	Genenral partner	1 Mar 2013	Other	46-2459712
Daniel Nmn Chavez Fregoso	Chief compliance officer	1 Sep 2013	Other	6031207

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Tudor Group Holdings Llc	Managing member	1 Dec 1995	75% - 100%	13-3862746
Brent William Dejong	Managing member	1 Dec 2011	75% - 100%	2973274

Based in Houston

The principal office where Zaff Capital LP performs its advisory services is located at 109 N Post Oak Lane, Houston, TX 77024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-239-2700. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at www.zaff.com.