Tuttle Tactical Management, LLC (Riverside)

Name: Tuttle Tactical Management, LLC
Address: 155 Lockwood Road, Riverside, CT, 06878
Telephone: 347-852-0548

Tuttle Tactical Management, LLC is a large advisory firm based in Riverside. It manages $489.87 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.

Tuttle Tactical Management provides sub-advisory services to other registered investment advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tuttle Tactical Management: assets under management

The assets under management (AUM) of Tuttle Tactical Management, LLC is $489.87 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 463% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $489.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $48.99 million each.

Investments

The firm invests in exchange traded securities the most. They account for 92% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio. Investments in investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tuttle Tactical Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tuttle Tactical Management serves?

The firm provides services to investment companies and other investment advisers. The largest group of clients of Tuttle Tactical Management is investment companies with 9 clients and $488.87 million of assets under management. Among the 9 most similar advisory firms, Tuttle Tactical Management has the 3rd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $489.87 million for 10 clients. None of the firm’s clients are foreign persons or businesses.

Tuttle Tactical Management doesn't advise any private funds.

Careers at Tuttle Tactical Management, LLC

The company employs 5 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Matthew Benjamin Tuttle has served as the Chief Investment Officer since 1 Jul 2012. Mark Joseph Deangelis joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Benjamin Tuttle	Managing member/chief investment officer/chief compliance officer	1 Jul 2012	75% - 100%	2158477
Scott Eric Gottlieb	Chief compliance officer	1 Jul 2012	Other	1624705
Kimberley Ann Raimondo	Chief compliance officer/general counsel	1 Mar 2017	Other	6777663
Mark Joseph Deangelis	Chief compliance officer	1 Dec 2018	Other	2827088

Based in Riverside

The principal office where Tuttle Tactical Management, LLC performs its advisory services is located at 155 Lockwood Road, Riverside, CT 06878, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 347-852-0548. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at tuttletactical.com.