Bank Of Hawaii (Honolulu)


Bank Of Hawaii is a large advisory firm based in Honolulu. It manages $1.53 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Hawaii.

Bank Of Hawaii provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bank Of Hawaii: assets under management

The assets under management (AUM) of Bank Of Hawaii is $1.53 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.53 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $73.01 million each.

Investments

The firm invests in government bonds the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bank Of Hawaii for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bank Of Hawaii serves?

The only and largest group of clients of Bank Of Hawaii is investment companies with 4 clients and $1.33 billion of assets under management. Among the 13 most similar advisory firms, Bank Of Hawaii has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $1.33 billion for 4 clients. None of the firm’s clients are foreign persons or businesses.

Bank Of Hawaii doesn't advise any private funds.

Careers at Bank Of Hawaii

The company employs 30 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

William James Barton has served as the Chief Investment Officer since 1 Mar 2001. Roger John Khlopin joined the executive team most recently as the Chief Investment Officer & Manager, Svp.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Bank Of Hawaii Corporation Parent corporation 1 Aug 1971 75% - 100% 99-0148992
Pacific Century Financial Corporation Parent corporation 1 Aug 1971 75% - 100% 99-0148992
William James Barton Svp/chief investment officer 1 Mar 2001 Other 2034180
John Sakai Hoshino Compliance officer 1 Mar 2001 Other 3025171
David Guy Zerfoss Senior vice president 1 Mar 2001 Other 4385474
Bonnie Yuriko Lum Avp/compliance officer 1 Apr 2002 Other 4532867
Steven Robert Champion Evp/chief investment officer 1 Apr 2002 Other 4532870
Lorene K Okimoto Deputy manager 1 Oct 2002 Other 4606662
William James Barton Svp/cio 1 Mar 2003 Other 2034180
Howard Hodel Svp/manager 1 Mar 2003 Other 4649477
Donald Gordon Charles Compliance officer, vp 1 Mar 2003 Other 2734526
Howard Mark Hodel Evp/manager 1 Mar 2003 Other 4649477
Roger John Khlopin Evp 1 Mar 2005 Other 2073429
Robert Ikua Crowell Evp 1 Mar 2005 Other 4691793
Tobias Michael Martyn Evp & cio 1 Mar 2005 Other 1218523
Peter Samuel Ho Manager 1 Mar 2005 Other 4881336
Tobias Michael Martyn Evp, cio & manager 1 Jan 2006 Other 1218523
Jordan Tamotsu Ige Svp 1 Jan 2006 Other 716168
Stephen Kanoa Rodgers Senior vice president 1 Aug 2006 Other 5307267
Stephen Kanoa Rodgers Chief investment officer & manager, evp 1 Oct 2009 Other 5307267
Vincent Everett Barfield Manager 1 Oct 2009 Other 5729279
Donald Gordon Charles Chief compliance officer, svp 1 Apr 2010 Other 2734526
Robert Ikua Crowell Manager, evp 1 May 2011 Other 4691793
Catherine Mcgowan Fujisaki Vice president and chief compliance officer 1 Aug 2016 Other 1513674
Roger John Khlopin Chief investment officer & manager, svp 1 Oct 2018 Other 2073429

Based in Honolulu

The principal office where Bank Of Hawaii performs its advisory services is located at 130 Merchant Street, Suite 370, Honolulu, HI 96813 4405 The mailing address of the firm is P.O. Box 3170, Honolulu, HI 96802 3170. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 808-694-8372 or by fax 808-694-4329. The normal business hours are 8:00 am to 5:00 pm (hawaii std time) on Monday - Friday.