Hermes Gpe (Usa) Inc (New York)

Name: Hermes Gpe (Usa) Inc
Address: 55 5 Th Avenue, New York, NY, 10003
Telephone: 347-592-9988

Hermes Gpe (Usa) Inc is a large advisory firm based in New York. It manages $1.53 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013.

Hermes Gpe (Usa) provides advisory services for pension funds and other investment advisors. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hermes Gpe (Usa): assets under management

The assets under management (AUM) of Hermes Gpe (Usa) Inc is $1.53 billion. $1.43 billion of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Hermes Gpe (Usa) Inc for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Karen Jane Sands serves?

The only and largest group of clients of Karen Jane Sands is other investment advisers with 1 clients and $1.53 billion of assets under management. Among the 11 most similar advisory firms, Hermes Gpe (Usa) has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $1.53 billion for 1 clients. 93% of the firm’s clients are foreign persons or businesses.

Hermes Gpe (Usa) doesn't advise any private funds.

Careers at Hermes Gpe (Usa) Inc

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Karen Jane Sands has been acting as President since 1 Oct 2013. Federated Holdings (Uk) Ii Limited joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nigel David Bongard	Chief compliance officer	1 Apr 2010	Other	4411766
Alan Browning Mackay	Hermes gpe group chief executive officer	1 Apr 2010	Other	5820207
Janine Nicholls	Hermes gpe chief operating officer	1 Apr 2010	Other	5906627
Hermes Gpe Llp	100% shareholder	1 Jul 2011	75% - 100%	151848
Delaney James Ellis Brown	President	1 Jul 2011	Other	6039815
Magnus James Goodlad	Director	1 Jun 2013	Other	6039818
Karen Jane Sands	Director	1 Oct 2013	Other	6269340
Michael John Langdon	Director	1 Oct 2013	Other	5069747
Ashleigh Lorraine Simms	Chief compliance officer	1 Mar 2014	Other	6312577
Anastasios Georgiadis	Director	1 May 2015	Other	6039816
Sunny Yao Chung Chu	Partner	1 Feb 2016	Other	6771549
Gillian Marjorie Clarke	Chief compliance officer	1 Jun 2016	Other	5775727

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Britel Fund Trustees Limited	Sole shareholder	1 Dec 1982	75% - 100%	foreign
Britel Fund Nominees Limited	Sole shareholder	1 Mar 1983	75% - 100%	foreign
Britel Fund Trustees Limited	Sole shareholder	1 Mar 1983	75% - 100%	foreign
Federated Investors Inc	Shareholder	1 Mar 1983	75% - 100%	25-1111467
Britel Fund Trustees Limited	Shareholder	1 Apr 1983	25% - 50%	foreign
Bt Pension Scheme Trustees Limited	Corporate trustee	1 Mar 1993	Other	foreign
Fii Holdings Inc	Shareholder	1 Dec 1998	75% - 100%	51-0269881
Hermes Fund Managers Limited	Shareholder	1 Apr 2010	25% - 50%	foreign
Gpe Partner Limited	Shareholder	1 Dec 2011	25% - 50%	foreign
Federated Holdings (Uk) Ii Limited	Shareholder	1 Jul 2018	50% - 75%	foreign
Federated International Holdings B.V.	Shareholder	1 Jul 2018	75% - 100%	foreign

Based in New York

The principal office where Hermes Gpe (Usa) Inc performs its advisory services is located at 55 5 Th Avenue, New York, NY 10003, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 347-592-9988. The normal business hours are 9am - 5.30pm est on Monday - Friday. You can find more information about the New York firm at hermesgpe.com.