Five Arrows Managers LLP (London)

Name: Five Arrows Managers LLP
Address: New Court,, London, Ec4 N 8 Al
Telephone: 44 (0) 207 280 5000

Five Arrows Managers LLP is a large advisory firm based in London. It manages $3.26 billion of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2016.

Five Arrows Managers provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Five Arrows Managers: assets under management

The assets under management (AUM) of Five Arrows Managers LLP is $3.26 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 870% since the beginning of its operation, and $3.26 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.26 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $250.64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Five Arrows Managers LLP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Five Arrows Managers serves?

The only and largest group of clients of Five Arrows Managers is pooled investment vehicles with 13 clients and $3.26 billion of assets under management. Among the 10 most similar advisory firms, Five Arrows Managers has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.26 billion for 13 clients. 100% of the firm’s clients are foreign persons or businesses.

Five Arrows Managers also advises several private funds. Namely, four private equity funds and nine securitized asset funds. The minimum investment commitment required of non-related persons ranges from $57,162 to $5,716,250.

Careers at Five Arrows Managers LLP

The company employs 51 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rothschild Credit Management Limited	Member	1 Aug 2011	75% - 100%	foreign
Rothschild & Co Credit Management Limited	Member	1 Aug 2011	75% - 100%	foreign
Philip Martin Yeates	Director of rothschild credit management limited	1 Sep 2011	Other	6299972
Harriet Mary Copland	Compliance officer	1 Dec 2014	Other	6017067
Peter William Barbour	Director of rothschild credit management limited	1 Jan 2016	Other	6398707
Jonathan Westcott	Director of rothschild credit management limited	1 Jan 2016	Other	6398706
Michael Davitt Clancy	Director, rothschild credit management limited	1 Jan 2016	Other	5075452
Shield Trust Limited	Member	1 May 2016	Other	foreign
Philip Martin Yeates	Member of management board	1 Jun 2016	Other	6299972
Michael Davitt Clancy	Member of management board	1 Jun 2016	Other	5075452
Peter William Barbour	Member of management board	1 Jul 2016	Other	6398707
Jonathan Westcott	Member of management board	1 Jul 2016	Other	6398706
Victor Decrion	Member of management board	1 Sep 2016	Other	6467060
Olivier Fines	Compliance officer	1 Sep 2016	Other	6710915
Rothschilds Continuation Limited	Member	1 Dec 2017	Other	foreign
Rothschilds & Co Continuation Limited	Member	1 Dec 2017	Other	foreign
Rothschild & Co Continuation Limited	Member	1 Dec 2017	Other	foreign
Marc Olivier Laurent	Member of the management board	1 Nov 2018	Other	6467054
Javed Ahmad Khan	Member of the management board	1 Nov 2018	Other	2196912
Sarah Blomfield	Compliance officer	1 Mar 2019	Other	7094196

Indirect Owners

The SEC currently registers 20 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rothschilds Continuation Holdings Ag	Shareholder	1 May 1982	75% - 100%	foreign
Rothschilds & Co Continuation Holdings Ag	Shareholder	1 May 1982	75% - 100%	foreign
N M Rothschild & Sons Limited	Shareholder	1 May 1989	75% - 100%	foreign
Rothschild & Co Continuation Holdings Ag	Shareholder	1 Oct 1989	75% - 100%	foreign
Rothschild Concordia Ag	Shareholder	1 Apr 1990	50% - 75%	foreign
Rothschild & Co Concordia Ag	Shareholder	1 Apr 1990	50% - 75%	foreign
Paris Orleans Sca	Shareholder	1 Nov 1994	75% - 100%	foreign
Rothschild & Co Sca	Shareholder	1 Nov 1994	75% - 100%	foreign
Rothschilds Continuation Limited	Shareholder	1 Feb 1997	75% - 100%	foreign
Nm Rothschild Holding Limited	Shareholder	1 Sep 1997	75% - 100%	foreign
Paris Orleans Holdings Bancaire Sas	Shareholder	1 Jul 2003	75% - 100%	foreign
Concordia Holding Sarl	Shareholder	1 Jul 2003	75% - 100%	foreign
Rothschild Concordia Sas	Shareholder	1 Jan 2008	25% - 50%	foreign
Ponthieu Rabelais Sas	Shareholder	1 Jan 2008	25% - 50%	foreign
Paris Orleans Holding Bancaire Sas	Shareholder	1 Oct 2010	75% - 100%	foreign
N M Rothschild & Sons Limited	Shareholder	1 Aug 2011	75% - 100%	172287
David Rene De Rothschild	Shareholder	1 Jun 2012	25% - 50%	6525089
Paris Orleans Holding Bancaire Sas	Shareholder	1 Jul 2012	25% - 50%	foreign
Rothschild & Co Concordia Sas	Shareholder	1 Sep 2016	25% - 50%	foreign
Rothschild & Co Continuation Lmited	Shareholder	1 Dec 2017	75% - 100%	foreign

Based in London

The principal office where Five Arrows Managers LLP performs its advisory services is located at New Court,, London, Ec4 N 8 Al, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 (0) 207 280 5000. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at rothschild.com.