Avanti Investment Advisors, Inc. (Winter Park)

Name: Avanti Investment Advisors, Inc.
Address: 923 N. Pennsylvania Avenue, Winter Park, FL, 32789
Telephone: 407-628-8488

Avanti Investment Advisors, Inc. is a large advisory firm based in Winter Park. It manages $860.91 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001.

Avanti Investment Advisors provides invest in real estate limited partnerships & in real estate. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Avanti Investment Advisors: assets under management

The assets under management (AUM) of Avanti Investment Advisors, Inc. is $860.91 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 90% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $860.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $122.99 million each.

Avanti Investment Advisors has custody of $860.91 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

What kind of clients Joann Hanson serves?

The only and largest group of clients of Joann Hanson is pooled investment vehicles with 7 clients and $860.91 million of assets under management. Among the 12 most similar advisory firms, Avanti Investment Advisors has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $860.91 million for 7 clients. None of the firm’s clients are foreign persons or businesses.

Avanti Investment Advisors also advises several private funds. Namely, seven real estate funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Avanti Investment Advisors, Inc.

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joann Hanson has been acting as President since 1 Dec 2012. Charles Isaac Schwartz joined the executive team most recently as the Chairman Emeritus.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joann Hanson	President	1 Dec 1991	50% - 75%	2120530
Charles Isaac Schwartz	Vice president	1 Dec 1991	25% - 50%	1579889
Donald Elliott Loeb	Chairman	1 Dec 1991	25% - 50%	1579904
Marvin Michael Shapiro	Vice president	1 Dec 1991	Other	3172303
Dawn S Rosen	Chief compliance officer	1 Oct 2004	Other	3172307
Andrew John Dubill	Vice president	1 Jan 2012	Other	5143327
Joann Hanson	President	1 Dec 2012	Other	2120530
Marvin Michael Shapiro	Executive vice president	1 Jun 2013	Other	3172303
Andrew John Dubill	Senior vice president	1 Jun 2013	Other	5143327
L.L.P. Avanti Management Partners Iii	Sole shareholder	1 Jun 2013	75% - 100%	46-1942438
Charles Isaac Schwartz	Co-chairman	1 Jun 2013	Other	1579889
Donald Elliott Loeb	Co-chairman	1 Jun 2013	Other	1579904
Charles Isaac Schwartz	Chairman emeritus	1 Dec 2013	Other	1579889
Donald Elliott Loeb	Chairman	1 Dec 2013	Other	1579904

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Donald Elliott Loeb	Shareholder	1 Apr 1981	75% - 100%	1579904
Rosecliff Heights Enterprises Ltd.	Shareholder	1 Aug 1983	75% - 100%	98-0462601
Marvin Michael Shapiro	Shareholder	1 Nov 2011	75% - 100%	3172303
Apg Loeb Management Corporation	Non-managing partner	1 Nov 2011	25% - 50%	98-0059894
Avanti Management Corporation	Managing partner	1 Nov 2011	25% - 50%	59-3409903
Charles Isaac Schwartz	Shareholder	1 Nov 2011	75% - 100%	1579889
Avanti Development Corporation Ii	Non-managing partner	1 Nov 2011	25% - 50%	20-8154325
Andrew John Dubill	Shareholder	1 Dec 2012	75% - 100%	5143327

Based in Winter Park

The principal office where Avanti Investment Advisors, Inc. performs its advisory services is located at 923 N. Pennsylvania Avenue, Winter Park, FL 32789, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-628-8488 or by fax 407-644-3115. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at avantiprop.com.